# Tag: modular

Last time we revisited Robin’s theorem saying that 5040 being the largest counterexample to the bound
$\frac{\sigma(n)}{n~log(log(n))} < e^{\gamma} = 1.78107...$ is equivalent to the Riemann hypothesis.

There’s an industry of similar results using other arithmetic functions. Today, we’ll focus on Dedekind’s Psi function
$\Psi(n) = n \prod_{p | n}(1 + \frac{1}{p})$
where $p$ runs over the prime divisors of $n$. It is series A001615 in the online encyclopedia of integer sequences and it starts off with

1, 3, 4, 6, 6, 12, 8, 12, 12, 18, 12, 24, 14, 24, 24, 24, 18, 36, 20, 36, 32, 36, 24, 48, 30, 42, 36, 48, 30, 72, 32, 48, 48, 54, 48, …

and here’s a plot of its first 1000 values To understand this behaviour it is best to focus on the ‘slopes’ $\frac{\Psi(n)}{n}=\prod_{p|n}(1+\frac{1}{p})$.

So, the red dots of minimal ‘slope’ $\approx 1$ correspond to the prime numbers, and the ‘outliers’ have a maximal number of distinct small prime divisors. Look at $210 = 2 \times 3 \times 5 \times 7$ and its multiples $420,630$ and $840$ in the picture.

For this reason the primorial numbers, which are the products of the fist $k$ prime numbers, play a special role. This is series A002110 starting off with

1, 2, 6, 30, 210, 2310, 30030, 510510, 9699690, 223092870,…

In Patrick Solé and Michel Planat Extreme values of the Dedekind $\Psi$ function, it is shown that the primorials play a similar role for Dedekind’s Psi as the superabundant numbers play for the sum-of-divisors function $\sigma(n)$.

That is, if $N_k$ is the $k$-th primorial, then for all $n < N_k$ we have that the 'slope' at $n$ is strictly below that of $N_k$ $\frac{\Psi(n)}{n} < \frac{\Psi(N_k)}{N_k}$ which follows immediately from the fact that any $n < N_k$ can have at most $k-1$ distinct prime factors and $p \mapsto 1 + \frac{1}{p}$ is a strictly decreasing function.

Another easy, but nice, observation is that for all $n$ we have the inequalities
$n^2 > \phi(n) \times \psi(n) > \frac{n^2}{\zeta(2)}$
where $\phi(n)$ is Euler’s totient function
$\phi(n) = n \prod_{p | n}(1 – \frac{1}{p})$
This follows as once from the definitions of $\phi(n)$ and $\Psi(n)$
$\phi(n) \times \Psi(n) = n^2 \prod_{p|n}(1 – \frac{1}{p^2}) < n^2 \prod_{p~\text{prime}} (1 - \frac{1}{p^2}) = \frac{n^2}{\zeta(2)}$ But now it starts getting interesting.

In the proof of his theorem, Guy Robin used a result of his Ph.D. advisor Jean-Louis Nicolas known as Nicolas’ criterion for the Riemann hypothesis: RH is true if and only if for all $k$ we have the inequality for the $k$-th primorial number $N_k$
$\frac{N_k}{\phi(N_k)~log(log(N_k))} > e^{\gamma}$
From the above lower bound on $\phi(n) \times \Psi(n)$ we have for $n=N_k$ that
$\frac{\Psi(N_k)}{N_k} > \frac{N_k}{\phi(N_k) \zeta(2)}$
and combining this with Nicolas’ criterion we get
$\frac{\Psi(N_k)}{N_k~log(log(N_k))} > \frac{N_k}{\phi(N_k)~log(log(N_k)) \zeta(2)} > \frac{e^{\gamma}}{\zeta(2)} \approx 1.08…$
In fact, Patrick Solé and Michel Planat prove in their paper Extreme values of the Dedekind $\Psi$ function that RH is equivalent to the lower bound
$\frac{\Psi(N_k)}{N_k~log(log(N_k))} > \frac{e^{\gamma}}{\zeta(2)}$
holding for all $k \geq 3$.

Dedekind’s Psi function pops up in lots of interesting mathematics.

In the theory of modular forms, Dedekind himself used it to describe the index of the congruence subgroup $\Gamma_0(n)$ in the full modular group $\Gamma$.

In other words, it gives us the number of tiles needed in the Dedekind tessellation to describe the fundamental domain of the action of $\Gamma_0(n)$ on the upper half-plane by Moebius transformations. When $n=6$ we have $\Psi(6)=12$ and we can view its fundamental domain via these Sage commands:

 G=Gamma0(6) FareySymbol(G).fundamental_domain() 

giving us the 24 back or white tiles (note that these tiles are each fundamental domains of the extended modular group, so we have twice as many of them as for subgroups of the modular group) But, there are plenty of other, seemingly unrelated, topics where $\Psi(n)$ appears. To name just a few:

• The number of points on the projective line $\mathbb{P}^1(\mathbb{Z}/n\mathbb{Z})$.
• The number of lattices at hyperdistance $n$ in Conway’s big picture.
• The number of admissible maximal commuting sets of operators in the Pauli group for the $n$ qudit.

and there are explicit natural one-to-one correspondences between all these manifestations of $\Psi(n)$, tbc.

I’ve LaTeXed $48=2 \times 24$ posts into a 114 page booklet Monsters and Moonshine for you to download. The $24$ ‘Monsters’ posts are (mostly) about finite simple (sporadic) groups : we start with the Scottish solids (hoax?), move on to the 14-15 game groupoid and a new Conway $M_{13}$-sliding game which uses the sporadic Mathieu group $M_{12}$. This Mathieu group appears in musical compositions of Olivier Messiaen and it can be used also to get a winning strategy of ‘mathematical blackjack’. We discuss Galois’ last letter and the simple groups $L_2(5),L_2(7)$ and $L_2(11)$ as well as other Arnold ‘trinities’. We relate these groups to the Klein quartic and the newly discovered ‘buckyball’-curve. Next we investigate the history of the Leech lattice and link to online games based on the Mathieu-groups and Conway’s dotto group. Finally, preparing for moonshine, we discover what the largest sporadic simple group, the Monster-group, sees of the modular group.

The $24$ ‘Moonshine’ posts begin with the history of the Dedekind (or Klein?) tessellation of the upper half plane, useful to determine fundamental domains of subgroups of the modular group $PSL_2(\mathbb{Z})$. We investigate Grothendieck’s theory of ‘dessins d’enfants’ and learn how modular quilts classify the finite index subgroups of the modular group. We find generators of such groups using Farey codes and use those to give a series of simple groups including as special members $L_2(5)$ and the Mathieu-sporadics $M_{12}$ and $M_{24}$ : the ‘iguanodon’-groups. Then we move to McKay-Thompson series and an Easter-day joke pulled by John McKay. Apart from the ‘usual’ monstrous moonshine conjectures (proved by Borcherds) John McKay also observed a strange appearance of $E(8)$ in connection with multiplications of involutions in the Monster-group. We explain Conway’s ‘big picture’ which makes it easy to work with the moonshine groups and use it to describe John Duncan’s solution of the $E(8)$-observation.

I’ll try to improve the internal referencing over the coming weeks/months, include an index and add extra material as we will be studying moonshine for the Mathieu groups as well as a construction of the Monster-group in next semester’s master-seminar. All comments, corrections and suggestions for extra posts are welcome!

If you are interested you can also download two other booklets : The Bourbaki Code (38 pages) containing all Bourbaki-related posts and absolute geometry (63 pages) containing the posts related to the “field with one element” and its connections to (noncommutative) geometry and number theory.  I’ll try to add to the ‘absolute geometry’-booklet the posts from last semester’s master-seminar (which were originally posted at angs@t/angs+) and write some new posts covering the material that so far only exists as prep-notes. The links above will always link to the latest versions of these booklets.

Sunday january 2nd around 18hr NeB-stats went crazy.

Referrals clarified that the post ‘What is the knot associated to a prime?’ was picked up at Reddit/math and remained nr.1 for about a day.

Now, the dust has settled, so let’s learn from the experience. A Reddit-mention is to a blog what doping is to a sporter.

You get an immediate boost in the most competitive of all blog-stats, the number of unique vistors (blue graph), but is doesn’t result in a long-term effect, and, it may even be harmful to more essential blog-stats, such as the average time visitors spend on your site (yellow graph).

For NeB the unique vistors/day fluctuate normally around 300, but peaked to 1295 and 1733 on the ‘Reddit-days’. In contrast, the avg. time on site is normally around 3 minutes, but dropped the same days to 44 and 30 seconds!

Whereas some of the Reddits spend enough time to read the post and comment on it, the vast majority zap from one link to the next. Having monitored the Reddit/math page for two weeks, I’m convinced that post only made it because it was visually pretty good. The average Reddit/math-er is a viewer more than a reader…

So, should I go for shorter, snappier, more visual posts?

Let’s compare Reddits to those coming from the three sites giving NeB most referrals : Google search, MathOverflow and Wikipedia. This is the traffic coming from Reddit/math, as always the blue graph are the unique visitors, the yellow graph their average time on site, blue-scales to the left, yellow-scales to the right.

Here’s the same graph for Google search. The unique visitors/day fluctuate around 50 and their average time on site about 2 minutes. The math-related search terms most used were this month : ‘functor of point approach’, ‘profinite integers’ and ‘bost-connes sytem’.

More rewarding to me are referrals from MathOverflow. The number of visitors depends on whether the MathO-questions made it to the front-page (for example, the 80 visits on december 15, came from the What are dessins d’enfants?-topic getting an extra comment that very day, and having two references to NeB-posts : The best rejected proposal ever and Klein’s dessins d’enfant and the buckyball), but even older MathO-topics give a few referrals a day, and these people sure take their time reading the posts (+ 5 minutes).

Other MathO-topics giving referrals this month were Most intricate and most beautiful structures in mathematics (linking to Looking for F-un), What should be learned in a first serious schemes course? (linking to Mumford’s treasure map (btw. one of the most visited NeB-posts ever)), How much of scheme theory can you visualize? (linking again to Mumford’s treasure map) and Approaches to Riemann hypothesis using methods outside number theory (linking to the Bost-Connes series).

Finally, there’s Wikipedia giving 5 to 10 referrals a day, with a pretty good time-on-site average (around 4 minutes, peaking to 12 minutes). It is rewarding to see NeB-posts referred to in as diverse Wikipedia-topics as ‘Fifteen puzzle’, ‘Field with one element’, ‘Evariste Galois’, ‘ADE classification’, ‘Monster group’, ‘Arithmetic topology’, ‘Dessin d’enfant’, ‘Groupoid’, ‘Belyi’s theorem’, ‘Modular group’, ‘Cubic surface’, ‘Esquisse d’un programme’, ‘N-puzzle’, ‘Shabat polynomial’ and ‘Mathieu group’.

What lesson should be learned from all this data? Should I go for shorter, snappier and more visual posts, or should I focus on the small group of visitors taking their time reading through a longer post, and don’t care about the appallingly high bounce rate the others cause? For the better part of the 30ties, Ernst Witt (1) did hang out with the rest of the ‘Noetherknaben’, the group of young mathematicians around Emmy Noether (3) in Gottingen.

In 1934 Witt became Helmut Hasse‘s assistent in Gottingen, where he qualified as a university lecturer in 1936. By 1938 he has made enough of a name for himself to be offered a lecturer position in Hamburg and soon became an associate professor, the down-graded position held by Emil Artin (2) until he was forced to emigrate in 1937.

A former fellow student of him in Gottingen, Erna Bannow (4), had gone earlier to Hamburg to work with Artin. She continued her studies with Witt and finished her Ph.D. in 1939. In 1940 Erna Bannow and Witt married.

So, life was smiling on Ernst Witt that sunday january 28th 1940, both professionally and personally. There was just one cloud on the horizon, and a rather menacing one. He was called up by the Wehrmacht and knew he had to enter service in february. For all he knew, he was spending the last week-end with his future wife… (later in february 1940, Blaschke helped him to defer his military service by one year).

Still, he desperately wanted to finish his paper before entering the army, so he spend most of that week-end going through the final version and submitted it on monday, as the published paper shows. In the 70ties, Witt suddenly claimed he did discover the Leech lattice ${\Lambda}$ that sunday. Last time we have seen that the only written evidence for Witt’s claim is one sentence in his 1941-paper Eine Identität zwischen Modulformen zweiten Grades. “Bei dem Versuch, eine Form aus einer solchen Klassen wirklich anzugeben, fand ich mehr als 10 verschiedene Klassen in ${\Gamma_{24}}$.”

But then, why didn’t Witt include more details of this sensational lattice in his paper?

Ina Kersten recalls on page 328 of Witt’s collected papers : “In his colloquium talk “Gitter und Mathieu-Gruppen” in Hamburg on January 27, 1970, Witt said that in 1938, he had found nine lattices in ${\Gamma_{24}}$ and that later on January 28, 1940, while studying the Steiner system ${S(5,8,24)}$, he had found two additional lattices ${M}$ and ${\Lambda}$ in ${\Gamma_{24}}$. He continued saying that he had then given up the tedious investigation of ${\Gamma_{24}}$ because of the surprisingly low contribution

$\displaystyle | Aut(\Lambda) |^{-1} < 10^{-18}$

to the Minkowski density and that he had consented himself with a short note on page 324 in his 1941 paper.”

In the last sentence he refers to the fact that the sum of the inverse orders of the automorphism groups of all even unimodular lattices of a given dimension is a fixed rational number, the Minkowski-Siegel mass constant. In dimension 24 this constant is

$\displaystyle \sum_{L} \frac{1}{| Aut(L) |} = \frac {1027637932586061520960267}{129477933340026851560636148613120000000} \approx 7.937 \times 10^{-15}$

That is, Witt was disappointed by the low contribution of the Leech lattice to the total constant and concluded that there might be thousands of new even 24-dimensional unimodular lattices out there, and dropped the problem.

If true, the story gets even better : not only claims Witt to have found the lattices ${A_1^{24}=M}$ and ${\Lambda}$, but also enough information on the Leech lattice in order to compute the order of its automorphism group ${Aut(\Lambda)}$, aka the Conway group ${Co_0 = .0}$ the dotto-group!

Is this possible? Well fortunately, the difficulties one encounters when trying to compute the order of the automorphism group of the Leech lattice from scratch, is one of the better documented mathematical stories around. The books From Error-Correcting Codes through Sphere Packings to Simple Groups by Thomas Thompson, Symmetry and the monster by Mark Ronan, and Finding moonshine by Marcus du Sautoy tell the story in minute detail.

It took John Conway 12 hours on a 1968 saturday in Cambridge to compute the order of the dotto group, using the knowledge of Leech and McKay on the properties of the Leech lattice and with considerable help offered by John Thompson via telephone.

But then, John Conway is one of the fastest mathematicians the world has known. The prologue of his book On numbers and games begins with : “Just over a quarter of a century ago, for seven consecutive days I sat down and typed from 8:30 am until midnight, with just an hour for lunch, and ever since have described this book as “having been written in a week”.”

Conway may have written a book in one week, Ernst Witt did complete his entire Ph.D. in just one week! In a letter of August 1933, his sister told her parents : “He did not have a thesis topic until July 1, and the thesis was to be submitted by July 7. He did not want to have a topic assigned to him, and when he finally had the idea, he started working day and night, and eventually managed to finish in time.”

So, if someone might have beaten John Conway in fast-computing the dottos order, it may very well have been Witt. Sadly enough, there is a lot of circumstantial evidence to make Witt’s claim highly unlikely.

For starters, psychology. Would you spend your last week-end together with your wife to be before going to war performing an horrendous calculation?

Secondly, mathematical breakthroughs often arise from newly found insight. At that time, Witt was also working on his paper on root lattices “Spiegelungsgrupen and Aufzähling halbeinfacher Liescher Ringe” which he eventually submitted in january 1941. Contained in that paper is what we know as Witt’s lemma which tells us that for any integral lattice the sublattice generated by vectors of norms 1 and 2 is a direct sum of root lattices.

This leads to the trick of trying to construct unimodular lattices by starting with a direct sum of root lattices and ‘adding glue’. Although this gluing-method was introduced by Kneser as late as 1967, Witt must have been aware of it as his 16-dimensional lattice ${D_{16}^+}$ is constructed this way.

If Witt wanted to construct new 24-dimensional even unimodular lattices in 1940, it would be natural for him to start off with direct sums of root lattices and trying to add vectors to them until he got what he was after. Now, all of the Niemeier-lattices are constructed this way, except for the Leech lattice! I’m far from an expert on the Niemeier lattices but I would say that Witt definitely knew of the existence of ${D_{24}^+}$, ${E_8^3}$ and ${A_{24}^+}$ and that it is quite likely he also constructed ${(D_{16}E_8)^+, (D_{12}^2)^+, (A_{12}^2)^+, (D_8^3)^+}$ and possibly ${(A_{17}E_7)^+}$ and ${(A_{15}D_9)^+}$. I’d rate it far more likely Witt constructed another two such lattices on sunday january 28th 1940, rather than discovering the Leech lattice.

Finally, wouldn’t it be natural for him to include a remark, in his 1941 paper on root lattices, that not every even unimodular lattices can be obtained from sums of root lattices by adding glue, the Leech lattice being the minimal counter-example?

If it is true he was playing around with the Steiner systems that sunday, it would still be a pretty good story he discovered the lattices ${(A_2^{12})^+}$ and ${(A_1^{24})^+}$, for this would mean he discovered the Golay codes in the process!

Which brings us to our next question : who discovered the Golay code?

The Leech lattice was, according to wikipedia, ‘originally discovered by Ernst Witt in 1940, but he did not publish his discovery’ and it ‘was later re-discovered in 1965 by John Leech’. However, there is very little evidence to support this claim.

The facts

What is certain is that John Leech discovered in 1965 an amazingly dense 24-dimensional lattice ${\Lambda}$ having the property that unit balls around the lattice points touch, each one of them having exactly 196560 neighbors. The paper ‘Notes on sphere packings’ appeared in 1967 in the Canad. J. Math. 19, 251-267.

Compare this to the optimal method to place pennies on a table, leading to the hexagonal tiling, each penny touching exactly 6 others. Similarly, in dimension 8 the densest packing is the E8 lattice in which every unit ball has exactly 240 neighbors.

The Leech lattice ${\Lambda}$ can be characterized as the unique unimodular positive definite even lattice such that the length of any non-zero vector is at least two.

The list of all positive definite even unimodular lattices, ${\Gamma_{24}}$, in dimension 24 was classified later by Hans-Volker Niemeier and are now known as the 24 Niemeier lattices. For the chronology below it is perhaps useful to note that, whereas Niemeier’s paper did appear in 1973, it was submitted april 5th 1971 and is just a minor rewrite of Niemeier’s Ph.D. “Definite quadratische Formen der Dimension 24 und Diskriminante 1” obtained in 1968 from the University of Göttingen with advisor Martin Kneser.

The claim

On page 328 of Ernst Witt’s Collected Papers Ina Kersten recalls that Witt gave a colloquium talk on January 27, 1970 in Hamburg entitled “Gitter und Mathieu-Gruppen” (Lattices and Mathieu-groups). In this talk Witt claimed to have found nine lattices in ${\Gamma_{24}}$ as far back as 1938 and that on January 28, 1940 he found two additional lattices ${M}$ and ${\Lambda}$ while studying the Steiner system ${S(5,8,24)}$.

On page 329 of the collected papers is a scan of the abstract Witt wrote in the colloquium book in Bielefeld where he gave a talk “Uber einige unimodularen Gitter” (On certain unimodular lattices) on January 28, 1972 Here, Witt claims that he found three new lattices in ${\Gamma_{24}}$ on January 28, 1940 as the lattices ${M}$, ${M’}$ and ${\Lambda}$ ‘feiern heute ihren 32sten Gebursttag!’ (celebrate today their 32nd birthday).

He goes on telling that the lattices ${M}$ and ${\Lambda}$ were number 10 and 11 in his list of lattices in ${\Gamma_{24}}$ in his paper “Eine Identität zwischen Modulformen zweiten Grades” in the Abh. Math. Sem. Univ. Hamburg 14 (1941) 323-337 and he refers in particular to page 324 of that paper.

He further claims that he computed the orders of their automorphism groups and writes that ${\Lambda}$ ‘wurde 1967 von Leech wieder-entdeckt’ (was re-discovered by Leech in 1967) and that its automorphism group ${G(\Lambda)}$ was studied by John Conway. Recall that Conway’s investigations of the automorphism group of the Leech lattice led to the discovery of three new sporadic groups, the Conway groups ${Co_1,Co_2}$ and ${Co_3}$.

However, Witt’s 1941-paper does not contain a numbered list of 24-dimensional lattices. In fact, apart from ${E_8+E_8+E_8}$ is does not contain a single lattice in ${\Gamma_{24}}$. The only relevant paragraph is indeed on page 324 He observes that Mordell already proved that there is just one lattice in ${\Gamma_8}$ (the ${E_8}$-lattice) and that the main result of his paper is to prove that there are precisely two even unimodular 16-dimensional lattices : ${E_8+E_8}$ and another lattice, now usually called the 16-dimensional Witt-lattice.

He then goes on to observe that Schoeneberg knew that ${\# \Gamma_{24} > 1}$ and so there must be more lattices than ${E_8+E_8+E_8}$ in ${\Gamma_{24}}$. Witt concludes with : “In my attempt to find such a lattice, I discovered more than 10 lattices in ${\Gamma_{24}}$. The determination of ${\# \Gamma_{24}}$ does not seem to be entirely trivial.”

Hence, it is fair to assume that by 1940 Ernst Witt had discovered at least 11 of the 24 Niemeier lattices. Whether the Leech lattice was indeed lattice 11 on the list is anybody’s guess.

Next time we will look more closely into the historical context of Witt’s 1941 paper.