lieven le bruyn's blog
geometry
Lambda-rings for formula-phobics
Feb 5th
In 1956, Alexander Grothendieck (middle) introduced
-rings in an algebraic-geometric context to be commutative rings A equipped with a bunch of operations
(for all numbers
) satisfying a list of rather obscure identities. From the easier ones, such as

to those expressing
and
via specific universal polynomials. An attempt to capture the essence of
-rings without formulas?
Lenstra’s elegant construction of the 1-power series rings
requires only one identity to remember
.
Still, one can use it to show the existence of ringmorphisms
, for all numbers
. Consider the formal ‘logarithmic derivative’

where
is the usual formal derivative of a power series. As this derivative satisfies the chain rule, we have

and so all the maps
are additive. To show that they are also multiplicative, it suffices by functoriality to verify this on the special 1-series
for all
. But,

That is,
and Lenstra’s identity implies that
is indeed multiplicative! A first attempt :
hassle-free definition 1 : a commutative ring
is a
-ring if and only if there is a ringmorphism
splitting
, that is, such that
.
In particular, a
-ring comes equipped with a multiplicative set of ring-endomorphisms
satisfying
. One can then define a
-ringmorphism to be a ringmorphism commuting with these endo-morphisms.
The motivation being that
-rings are known to form a subcategory of commutative rings for which the 1-power series functor is the right adjoint to the functor forgetting the
-structure. In particular, if
is a
-ring, we have a ringmorphism
corresponding to the identity morphism.
But then, what is the connection to the usual one involving all the operations
? Well, one ought to recover those from
.
For
to be a ringmorphism will require identities among the
. I hope an expert will correct me on this one, but I’d guess we won’t yet obtain all identities required. By the very definition of an adjoint we must have that
is a morphism of
-rings, and, this would require defining a
-ring structure on
, that is a ringmorphism
, the so called Artin-Hasse exponential, to which I’d like to return later.
For now, we can define a multiplicative set of ring-endomorphisms
from requiring that
for all
. Another try?
hassle-free definition 2 :
is a
-ring if and only if there is splitting
to
satisfying the compatibility relations
.
But even then, checking that a map
is a ringmorphism is as hard as verifying the lists of identities among the
. Fortunately, we get such a ringmorphism for free in the important case when A is of ‘characteristic zero’, that is, has no additive torsion. Then, a ringmorphism
exists whenever we have a multiplicative set of ring endomorphisms
for all
such that for every prime number
the morphism
is a lift of the Frobenius, that is,
.
Perhaps this captures the essence of
-rings best (without the risk of getting an headache) : in characteristic zero, they are the (commutative) rings having a multiplicative set of endomorphisms, generated by lifts of the Frobenius maps.
big Witt vectors for everyone (1/2)
Feb 2nd
Next time you visit your math-library, please have a look whether these books are still on the shelves : Michiel Hazewinkel‘s Formal groups and applications, William Fulton’s and Serge Lange’s Riemann-Roch algebra and Donald Knutson’s lambda-rings and the representation theory of the symmetric group.
I wouldn’t be surprised if one or more of these books are borrowed out, probably all of them to the same person. I’m afraid I’m that person in Antwerp…
Lately, there’s been a renewed interest in
-rings and the endo-functor W assigning to a commutative algebra its ring of big Witt vectors, following Borger’s new proposal for a geometry over the absolute point.
However, as Hendrik Lenstra writes in his 2002 course-notes on the subject Construction of the ring of Witt vectors : “The literature on the functor W is in a somewhat unsatisfactory state: nobody seems to have any interest in Witt vectors beyond applying them for a purpose, and they are often treated in appendices to papers devoting to something else; also, the construction usually depends on a set of implicit or unintelligible formulae. Apparently, anybody who wishes to understand Witt vectors needs to construct them personally. That is what is now happening to myself.”
Before doing a series on Borger’s paper, we’d better run through Lenstra’s elegant construction in a couple of posts. Let A be a commutative ring and consider the multiplicative group of all ‘one-power series’ over it
. Our aim is to define a commutative ring structure on
taking as its ADDITION the MULTIPLICATION of power series.
That is, if
, then we define our addition
. This may be slightly confusing as the ZERO-element in
will then turn be the constant power series 1…
We are now going to define a multiplication
on
which is distributively with respect to
and turns
into a commutative ring with ONE-element the series
.
We will do this inductively, so consider
the (classes of) one-power series truncated at term n, that is, the kernel of the natural augmentation map between the multiplicative group-units
.
Again, taking multiplication in
as a new addition rule
, we see that
is an Abelian group, whence a
-module.
For all elements
we have a scaling operator
(sending
) which is an A-ring endomorphism of
, in particular multiplicative wrt.
. But then,
is an additive endomorphism of
, so is an element of the endomorphism-RING
. Because composition (being the multiplication in this endomorphism ring) of scaling operators is clearly commutative (
) we can define a commutative RING
being the subring of
generated by the operators
.
The action turns
into an E-module and we define an E-module morphism
by
.
All of this looks pretty harmless, but the upshot is that we have now equipped the image of this E-module morphism, say
(which is the additive subgroup of
generated by the elements
) with a commutative multiplication
induced by the rule
.
Explicitly,
is the set of one-truncated polynomials
with coefficients in
such that one can find elements
such that
. We multiply
with another such truncated one-polynomial
(taking elements
) via

and using distributivity and the multiplication rule this gives the element
.
Being a ring-qutient of
we have that
is a commutative ring, and, from the construction it is clear that
behaves functorially.
For rings
such that
we are done, but in general
may be strictly smaller. The idea is to use functoriality and do the relevant calculations in a larger ring
where we can multiply the two truncated one-polynomials and observe that the resulting truncated polynomial still has all its coefficients in
.
Here’s how we would do this over
: take two irreducible one-polynomials u(t) and v(t) of degrees r resp. s smaller or equal to n. Then over the complex numbers we have
and
. Then, over the field
we have that
and hence we can compute their product
as before to be
. But then, all coefficients of this truncated K-polynomial are invariant under all permutations of the roots
and the roots
and so is invariant under all elements of the Galois group. But then, these coefficients are algebraic numbers in
whence integers. That is,
. It should already be clear from this that the rings
contain a lot of arithmetic information!
For a general commutative ring
we will copy this argument by considering a free overring
(with 1 as one of the base elements) by formally adjoining roots. At level 1, consider
to be the set of all non-constant one-polynomials over
and consider the ring
![A^{(1)} = \bigotimes_{f \in M_0} A[X]/(f) = A[X_f, f \in M_0]/(f(X_f) , f \in M_0) A^{(1)} = \bigotimes_{f \in M_0} A[X]/(f) = A[X_f, f \in M_0]/(f(X_f) , f \in M_0)](/latexrender/pictures/c6e929599a48704975bfa805ec79901d.gif)
The idea being that every one-polynomial
now has one root, namely
in
. Further,
is a free A-module with basis elements all
with
.
Good! We now have at least one root, but we can continue this process. At level 2,
will be the set of all non-constant one-polynomials over
and we use them to construct the free overring
(which now has the property that every
has at least two roots in
). And, again, we repeat this process and obtain in succession the rings
. Finally, we define
having the property that every one-polynomial over A splits entirely in linear factors over
.
But then, for all
we can compute
. Remains to show that the resulting truncated one-polynomial has all its entries in A. The ring
contains two copies of
namely
and
and the intersection of these two rings in exactly
(here we use the freeness property and the additional fact that 1 is one of the base elements). But then, by functoriality of
, the element
lies in the intersection
. Done!
Hence, we have endo-functors
in the category of all commutative rings, for every number n. Reviewing the construction of
one observes that there are natural transformations
and therefore also natural transformations
. Taking the inverse limits
we therefore have the ‘one-power series’ endo-functor
which is ‘almost’ the functor W of big Witt vectors. Next time we’ll take you through the identification using ‘ghost variables’ and how the functor
can be used to define the category of
-rings.
The odd knights of the round table
Jan 28th
Here’s a tiny problem illustrating our limited knowledge of finite fields : “Imagine an infinite queue of Knights
, waiting to be seated at the unit-circular table. The master of ceremony (that is, you) must give Knights
and
a place at an odd root of unity, say
and
, such that the seat at the odd root of unity
must be given to the Knight
, where
is the Nim-multiplication of
and
. Which place would you offer to Knight
, or Knight
, or, if you’re into ordinals, Knight
?”
What does this have to do with finite fields? Well, consider the simplest of all finite field
and consider its algebraic closure
. Last year, we’ve run a series starting here, identifying the field
, following John H. Conway in ONAG, with the set of all ordinals smaller than
, given the Nim addition and multiplication. I know that ordinal numbers may be intimidating at first, so let’s just restrict to ordinary natural numbers for now. The Nim-addition of two numbers
can be calculated by writing the numbers n and m in binary form and add them without carrying. For example,
. Nim-multiplication is slightly more complicated and is best expressed using the so-called Fermat-powers
. We then demand that
whenever
and
. Distributivity wrt.
can then be used to calculate arbitrary Nim-products. For example,
. Conway’s remarkable result asserts that the ordinal numbers, equipped with Nim addition and multiplication, form an algebraically closed field of characteristic two. The closure
is identified with the subfield of all ordinals smaller than
. For those of you who don’t feel like going transfinite, the subfield
is identified with the quadratic closure of
.
The connection between
and the odd roots of unity has been advocated by Alain Connes in his talk before a general public at the IHES : “L’ange de la géométrie, le diable de l’algèbre et le corps à un élément” (the angel of geometry, the devil of algebra and the field with one element). He describes its content briefly in this YouTube-video
At first it was unclear to me which ‘coupling-problem’ Alain meant, but this has been clarified in his paper together with Caterina Consani Characteristic one, entropy and the absolute point. The non-zero elements of
can be identified with the set of all odd roots of unity. For, if x is such a unit, it belongs to a finite subfield of the form
for some n, and, as the group of units of any finite field is cyclic, x is an element of order
. Hence,
can be identified with the set of
-roots of unity, with
corresponding to a generator of the unit-group. So, all elements of
correspond to an odd root of unity. The observation that we get indeed all odd roots of unity may take you a couple of seconds1.
Assuming we succeed in fixing a one-to-one correspondence between the non-zero elements of
and the odd roots of unity
respecting multiplication, how can we recover the addition on
? Well, here’s Alain’s coupling function, he ties up an element x of the algebraic closure to the element s(x)=x+1 (and as we are in characteristic two, this is an involution, so also the element tied up to x+1 is s(x+1)=(x+1)+1=x. The clue being that multiplication together with the coupling map s allows us to compute any sum of two elements as
.
For example, all information about the finite field
is encoded in this identification with the 15-th roots of unity, together with the pairing s depicted as
Okay, we now have two identifications of the algebraic closure
: the smaller ordinals equipped with Nim addition and Nim multiplication and the odd roots of unity with complex-multiplication and the Connes-coupling s. The question we started from asks for a general recipe to identify these two approaches.
To those of you who are convinced that finite fields (LOL, even characteristic two!) are objects far too trivial to bother thinking about : as far as I know, NOBODY knows how to do this explicitly, even restricting the ordinals to merely the natural numbers!
Please feel challenged! To get you started, I’ll show you how to place the first 15 Knights and give you a procedure (though far from explicit) to continue. Here’s the Nim-picture compatible with that above
To verify this, and to illustrate the general strategy, I’d better hand you the Nim-tables of the first 16 numbers. Here they are
It is known that the finite subfields of
are precisely the sets of numbers smaller than the Fermat-powers
. So, the first one is all numbers smaller than
(check!). The smallest generator of the multiplicative group (of order 3) is 2, so we take this to correspond to the unit-root
. The next subfield are all numbers smaller than
and its multiplicative group has order 15. Now, choose the smallest integer k which generates this group, compatible with the condition that
. Verify that this number is 4 and that this forces the identification and coupling given above.
The next finite subfield would consist of all natural numbers smaller than
. Hence, in this field we are looking for the smallest number k generating the multiplicative group of order 255 satisfying the extra condition that
which would fix an identification at that level. Then, the next level would be all numbers smaller than
and again we would like to find the smallest number generating the multiplicative group and such that the appropriate power is equal to the aforementioned k, etc. etc.
Can you give explicit (even inductive) formulae to achieve this? I guess even the problem of placing Knight 16 will give you a couple of hours to think about… (to be continued).
- If m is odd, then (2,m)=1 and so 2 is a unit in the finite cyclic group
whence
, so the m-roots of unity lie within those of order
[↩]
Grothendieck’s functor of points
Sep 29th
Brave New Geometries
- Mumford’s treasure map
- Manin’s geometric axis
- Mazur’s knotty dictionary
- Grothendieck’s functor of points
A comment-thread well worth following while on vacation was Algebraic Geometry without Prime Ideals at the Secret Blogging Seminar. Peter Woit became lyric about it :
My nomination for the all-time highest quality discussion ever held in a blog comment section goes to the comments on this posting at Secret Blogging Seminar, where several of the best (relatively)-young algebraic geometers in the business discuss the foundations of the subject and how it should be taught.
I follow far too few comment-sections to make such a definite statement, but found the contributions by James Borger and David Ben-Zvi of exceptional high quality. They made a case for using Grothendieck’s ‘functor of points’ approach in teaching algebraic geometry instead of the ‘usual’ approach via prime spectra and their structure sheaves.
The text below was written on december 15th of last year, but never posted. As far as I recall it was meant to be part two of the ‘Brave New Geometries’-series starting with the Mumford’s treasure map post. Anyway, it may perhaps serve someone unfamiliar with Grothendieck’s functorial approach to make the first few timid steps in that directions.
Allyn Jackson’s beautiful account of Grothendieck’s life “Comme Appele du Neant, part II” (the first part of the paper can be found here) contains this gem :
“One striking characteristic of Grothendieck’s mode of thinking is that it seemed to rely so little on examples. This can be seen in the legend of the so-called “Grothendieck prime”.
In a mathematical conversation, someone suggested to Grothendieck that they should consider a particular prime number. “You mean an actual number?” Grothendieck asked. The other person replied, yes, an actual prime number. Grothendieck suggested, “All right, take 57.”
But Grothendieck must have known that 57 is not prime, right? Absolutely not, said David Mumford of Brown University. “He doesn’t think concretely.””
We have seen before how Mumford’s doodles allow us to depict all ‘points’ of the affine scheme
, that is, all prime ideals of the integral polynomial ring
.
Perhaps not too surprising, in view of the above story, Alexander Grothendieck pushed the view that one should consider all ideals, rather than just the primes. He achieved this by associating the ‘functor of points’ to an affine scheme.
Consider an arbitrary affine integral scheme
with coordinate ring
, then any ringmorphism
is determined by an n-tuple of elements
from
which must satisfy the polynomial relations
. Thus, Grothendieck argued, one can consider
an an ‘
-point’ of
and all such tuples form a set
called the set of
-points of
. But then we have a functor
![h_X~:~\wis{commutative rings} \rightarrow \wis{sets} \qquad R \mapsto h_X(R)=Rings(\Z[t_1,\hdots,t_n]/(f_1,\hdots,f_k),R) h_X~:~\wis{commutative rings} \rightarrow \wis{sets} \qquad R \mapsto h_X(R)=Rings(\Z[t_1,\hdots,t_n]/(f_1,\hdots,f_k),R)](/latexrender/pictures/14b7c91dc2054baccb68c1caca563a28.gif)
So, what is this mysterious functor in the special case of interest to us, that is when
?
Well, in that case there are no relations to be satisfied so any ringmorphism
is fully determined by the image of
which can be any element
. That is,
and therefore Grothendieck’s functor of points
is nothing but the forgetful functor.
But, surely the forgetful functor cannot give us interesting extra information on Mumford’s drawing? Well, have a look at the slightly extended drawing below :
What are these ‘smudgy’ lines and ‘spiky’ points? Well, before we come to those let us consider the easier case of identifying the
-points in case
is a domain. Then, for any
, the inverse image of the zero prime ideal of
under the ringmap
must be a prime ideal of
, that is, something visible in Mumford’s drawing. Let’s consider a few easy cases :
For starters, what are the
-points of
? Any natural number
determines the surjective ringmorphism
identifying
with the quotient
, identifying the ‘arithmetic line’
with the horizontal line in
corresponding to the principal ideal
(such as the indicated line
).
When
are the rational numbers, then
with
coprime integers, in which case we have
, hence we get again an horizontal line in
. For
, the algebraic closure of
we have for any
that
where
is a minimal integral polynomial for which
is a root.
But what happens when
and
is a trancendental number? Well, in that case the ringmorphism
is injective and therefore
so we get the whole arithmetic plane!
In the case of a finite field
we have seen that there are ‘fat’ points in the arithmetic plane, corresponding to maximal ideals
(with
a polynomial of degree
which remains irreducible over
), having
as their residue field. But these are not the only
-points. For, take any element
, then the map
takes
to the subfield of
generated by
. That is, the
-points of
consists of all fat points with residue field
, together with slightly slimmer points having as their residue field
where
is a divisor of
. In all, there are precisely
(that is, the number of elements of
) such points, as could be expected.
Things become quickly more interesting when we consider
-points for rings containing nilpotent elements.
introducing : the n-geometry cafe
Jul 17th
It all started with this comment on the noncommutative geometry blog by “gabriel” :
Even though my understanding of noncommutative geometry is limited, there are some aspects that I am able to follow. I was wondering, since there are so few blogs here, why don’t you guys forge an alliance with neverending books, you blog about noncommutative geometry anyways. That way you have another(n-category cafe) blogspot and gives well informed views(well depending on how well defined a conversational-style blog can be).
The technology to set up a ‘conversational-style blog’, where anyone can either leave twitter-like messages or more substantial posts, is available thanks to the incredible people from Automattic.
For starters, they have the sensational p2 wordpress theme : “blogging at the speed of thought”
A group blog theme for short update messages, inspired by Twitter. Featuring: Hassle-free posting from the front page. Perfect for group blogging, or as a liveblog theme. Dynamic page updates. Threaded comment display on the front page. In-line editing for posts and comments. Live tag suggestion based on previously used tags. A show/hide feature for comments, to keep things tidy. Real-time notifications when a new comment or update is posted. Super-handy keyboard shortcuts.
Next, any lively online community is open for intense debate : “supercharge your community”
Fire up the debate with commenter profiles, reputation scores, and OpenID. With IntenseDebate you’ll tap into a whole new network of sites with avid bloggers and commenters. And that’s just the tip of the iceberg!
And finally, as we want to talk math, both in posts and comments, they provide us with the WP-LaTeX plugin.
All these ingredients make up the n-geometry cafe1 to be found at noncommutative.org (explaining the ‘n’).
Anyone can walk into a Cafe and have his/her say, that’s why you’ll get automatic author-privileges if you register.
Fill in your nick and email (please take your IntenseDebate setting and consider signing up with Gravator.com to get a nice image next to your contributions), invent your own password, show that you’re human by answering the reCapcha question and you’ll get a verification email within minutes2. This will take you to your admin-page, allowing you to start blogging. For more info, check out the FAQ-pages.
I’m well aware of the obvious dangers of non-moderated sites, but also a strong believer in any Cafe’s self-regulating powers…
If you are interested in noncommutative geometry, and feel like sharing, please try it out.
- with apologies to the original cafe but I simply couldn’t resist… [↩]
- if you don’t get an email within the hour, please notify me [↩]







